Corporate Transactions
Capital changes are heavily regulated under the Companies Act. We structure, document, and file every type of securities transaction — issuance, buyback, reduction, and transfer.
What’s included
1
Private Placement
Section 42 private placement offer letter (PAS-4), valuation, and filing.
2
Preferential Allotment
Preferential issue of shares under Section 62(1)(c) — pricing and MGT-14.
3
Rights Issue
Rights offering to existing shareholders — letter of offer and records.
4
Bonus Issue
Capitalisation of reserves — bonus share issuance and filing.
5
Buyback of Securities
Buyback under Section 68 — declaration (SH-9), return (SH-11), and compliance.
9
Corporate Governance Advisory
Board composition, audit committee, and LODR-aligned governance practices.
Documents usually required
Certificate of Incorporation, MOA / AOACurrent cap table and register of membersBoard and shareholder resolutions authorising the transactionValuation report (for preferential allotment / buyback)Bank statements and audited financialsDSC of the authorised director
Our 4-step process
1
Share docs
Secure upload
2
We verify
Structure & valuation confirmed
3
Filing
PAS-3 / SH-7 / SH-11 / MGT-14 filed
4
Confirmation
ROC approval & updated master
Frequently asked
Under Section 42, a private placement cannot exceed 200 allotments (or such higher number of QIBs / employees) in a financial year, and the offer size is capped at the authorised securities of that class.
Yes — a SEBI-registered valuer's report is required for preferential allotment under Section 62(1)(c), and the issue price must not be lower than the valuation. For listed companies additional SEBI pricing norms apply.
Funded only from free reserves, securities premium, or proceeds of an earlier issue. The buyback cannot exceed 25% of paid-up capital + free reserves (10% for any single class), and the debt-equity ratio must stay under 2:1.
Ready to get started?
Book a free consult — we’ll handle the rest.