Due Diligence

Before an investment, acquisition, or restructuring, we run a 360° diligence — surfacing issues before the deal closes, with a clear remediation plan.

What’s included

2

Secretarial Due Diligence

ROC records, statutory registers, board / shareholder minutes, filings.

3

FEMA Due Diligence

Foreign-exchange compliance — FDI pricing, filings, and pricing guidelines.

4

Regulatory Due Diligence

Sector-specific regulatory review — RBI, SEBI, sector licenses.

5

Compliance Due Diligence

Tax, GST, labour, and corporate compliance health check.

6

Investment Due Diligence

Investor-side diligence on a target — financial, legal, and operational.

7

Transaction Due Diligence

Diligence scoped to a specific transaction — M&A, joint venture, or fundraising.

Documents usually required

Incorporation documents, MOA / AOA, and amendmentsStatutory registers, board and shareholder minutes (last 3–5 years)Material contracts, customer and vendor agreementsEmployee records, ESOP plans, and HR policiesROC filings, tax and GST returns for the diligence periodIP portfolio, licenses, and litigation history

Our 4-step process

1
Share docs
Data room access
2
We verify
Records & registers reviewed
3
Analysis
Risk & gap assessment
4
Report
Diligence report with remediation plan

Frequently asked

For an early-stage company, 2–3 weeks. For a mid-market M&A target, 4–8 weeks. The timeline depends on data room readiness, the number of jurisdictions, and the deal scope.
Secretarial diligence checks ROC filings, statutory registers, and meeting compliances. Legal diligence goes wider — contracts, IP, employment, litigation, and material obligations are all in scope.
Because FEMA breaches can compound (with penalties up to 3× the contravention amount), and remediation often needs RBI compounding. Pricing-guideline and end-use checks are critical before close.

Ready to get started?

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